This week, yours truly is taking you to London where the IAPP held its Data Protection Intensive: UK 2022. Headliners included U.K. Information Commissioner John Edwards, economist Daniel Susskind and behavioral and data scientist Pragya Agarwal. In his first major public address since taking the role, Commissioner Edwards wanted to provide reassurance in times of uncertainty, including on current plans to revisit the UK General Data Protection Regulation. He said these plans are driven by a clear intention to reduce burden, create a streamlined law that strengthens people’s privacy rights while not putting adequacy at risk.

There was a lot of talk among attendees on the extent of these expected changes, how significant they will be from a practical perspective and whether they will constitute constructive disruption for global privacy discussions or be dangerously close to a tipping point endangering the adequacy finding from the EU. Anticipated changes to the UK GDPR should all start to become clearer in spring.

As it turns out, there was another noteworthy development in the U.K. this week as the International Data Transfer Agreements came into force 21 March, following a public consultation last fall. Organizations can now use the IDTA or the Addendum to EU Standard Contractual Clauses as a transfer tool to comply with Article 46 of the UK GDPR when making restricted transfers. All of the documents are available on the ICO’s website, in both PDF and Word formats which will is always a nice touch. And we are left wanting more as additional tools, such as a clause-by-clause guidance and guidance on transfer risk assessments, will be released in the next few months.

Elsewhere in Europe:

  • EU legislators are closing in on an agreement on the Digital Markets Act, the new competition legislative instrument aimed at “preventing gatekeepers from imposing unfair conditions on businesses and consumers and at ensuring the openness of important digital services.â€� For a quick snapshot of what the original DMA proposal is (and isn’t), see here.
  • The EDPB just opened a public consultation on its "Guidelines on Dark patterns in social media platform interfaces: How to recognise and avoid them," running through 2 May.

Photo by Yannis Papanastasopoulos on Unsplash

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The Italian data protection authority, the Garante, opened a fact-finding exercise to investigate possible risks associated with the processing of citizens’ data by Kaspersky antivirus software. The action against Kaspersky, a Russian company, was necessary due to the war in Ukraine because several Italian and European IT security agencies identified use of the software to launch cyberattacks. Kaspersky will be required to provide the number of Italian customers, explain how personal data is processed, if data is transferred outside the EU and if data on users was requested by a third country.
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COVID-19 underscored the importance of the British Freedom of Information rulings the Information Commissioner’s Office heard since the start of the pandemic, ICO Freedom of Information and Transparency Director Warren Seddon writes in a blog post. Seddon said, in several important cases, the ICO ruled organizations were right to not disclose certain sensitive information, which included items that may handcuff policy making or harm individual safety. Other disclosures surrounding the pandemic would not have been possible without FOI, such as documents related to a pandemic preparedness exercise in 2016, he said.
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A rental manager in Gisborne, New Zealand, said guidelines ensuring property managers and agencies comply with the Privacy Act are “totally and completely unworkable,� The Gisborne Herald reports. Privacy Commissioner Liz MacPherson said requirements have been in effect since 1993 but are now “clearer for both landlords and tenants,� while Gisborne Home Rental Services Manager Graham Faulkner said the lack of personal information property managers can request makes it “impossible� to gauge an applicant's fit for a property.
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The EU General Data Protection Regulation aims to empower individuals and give them "control" over their personal data. To do this, data subjects have been granted various rights, including the right to data portability, which did not exist under the Data Protection Directive. Contrary to the well-known access right, data portability allows data subjects to obtain and reuse their personal data, at least in theory.

In January 2022, we asked data protection expert lawyers in our Lex Mundi Network in all 27 EU jurisdictions whether there have been any notable developments regarding the right to data portability, such as supervisory enforcement or case law. Their feedback shows very few developments; most jurisdictions reported none at all. Data portability rarely ever seems to be used by data subjects — let alone debated before a court. This is in stark contrast with the access right, which data subjects have frequently relied on under the Data Protection Directive and the GDPR, resulting in a broad catalog of jurisprudence, including by the European Court of Justice. 

Purpose of data portability under the GDPR

Data portability allows data subjects to receive the personal data they provided to the controller. The controller must respond by providing data in a structured, commonly used and machine-readable format and allow for it to be transmitted to another controller without hindrance. Article 20(1) of the GDPR reads:

"The data subject shall have the right to receive the personal data concerning him or her, which he or she has provided to a controller, in a structured, commonly used and machine-readable format and have the right to transmit those data to another controller without hindrance from the controller to which the personal data have been provided, where:

  1. the processing is based on consent pursuant to point (a) of Article 6(1) or point (a) of Article 9(2) or on a contract pursuant to point (b) of Article 6(1); and
  2. the processing is carried out by automated means."

The EU co-legislators objective was to allow data subjects to move "their" data around in the field of social network and cloud storage. It would enable them to easily transfer their personal data from one online service provider to another, thereby preventing vendor lock-in. Therefore, the right to data portability aims to facilitate switching between different service providers, which was also acknowledged in the guidelines of the Working Party 29 (as endorsed by the European Data Protection Board). The right is focused mainly on consumer services in the digital economy, like personal drop boxes or social media. 

How to interpret data portability under the GDPR?

Article 20 of the GDPR is limited in scope compared to Article 15's access right in terms of the personal data that it covers. It only covers personal data provided by the data subject to a controller, by their consent or in the context of a contract, which is processed in an automated manner. However, what precisely falls within the scope of "data provided by the data subject" has been a subject of discussion. 

In 2016, the WP29 broadly interpreted the right to data portability, covering personal data provided knowingly and actively by data subjects and personal data generated by their activity. This includes "observed data" and raw data, which WP29 deems to be "provided by" data subjects when using the service or the device. After criticism from European Commission Vice President for Values and Transparency Vera Jourová, the WP29 updated its guidelines (more information on Jourová's comments to the WP29's guidance can be found here).

Finally, the WP29 revised guidelines (April 2017) essentially remained the same on the controversial topic of "provided by." Therefore, the WP29 seems to uphold an interpretation that differs from the European Commission, which is quite remarkable in our view. This triggered us to assess how courts in the various member states interpret the scope.

Developments across the EU

We learned several interesting things from our informal survey. For example, the Lithuanian supervisory authority views that if data subjects want to change between financial institutions, they should be able to transfer their payment account, including bank history and all transactions made with their account. According to the Dutch supervisory authority and Slovenian supervisory authority, songs listened to via a streaming service fall within the scope of the data portability right. According to the French supervisory authority, it is possible to obtain one's purchase history under the same right.

It is worth noting another interesting finding: Spanish law provides for a right to content portability on content that users post on social media network services or equivalent services, in addition to the GDPR. On the one hand, this right is broader than the right to data portability under the GDPR, as it covers personal data and refers to all "content" provided by a user. On the other hand, it is narrower, as it can only be exercised against social media network service providers or equivalent information society services.

Although the vague scope of data portability should be expected to give rise to discussion, we learned from our survey that there is little to no relevant case law about data portability. We conclude that one of the most relevant cases is the case we have advising on ourselves in the Netherlands: the Ola Cabs case.

The Netherlands: Uber and Ola Cabs

In the Netherlands, there have so far been two relevant judgments by the Amsterdam court in cases brought by taxi "app drivers" against Uber and Ola Cabs. They requested to receive their data based on Article 20. The court assesses the format in which the data would have to be provided; the drivers requested to receive data specifically by means of an API or a CSV file. The court interpreted the term "machine-readable" by referring to Directive 2013/37/EU on the reuse of public sector information and concluded that "machine-readable" does not necessarily require a controller to provide data by means of an API or a CSV file. The judgments are available here and here (in Dutch). The requests were rejected because the data subjects failed to explain why the data they had already been provided with would nevertheless entitle them to additional (machine-readable) personal data — and if so, what data that would be. The drivers have appealed the decisions.

While these cases do not clarify the scope of data portability, i.e., the "provided by" aspect of it, they provide some additional practical guidance as to the format that a data subject can reasonably request to obtain.

The problem with data portability and its future

The question we have is: where is data portability headed? We believe the scope of "data provided by the data subject" should not be interpreted broadly, considering the background of data portability and the legislators' intentions. A broad interpretation, although arguably more "useful" for data subjects, is not justified by the wording of Article 20, which is clearly limited to personal data "provided by" the data subject. If the data portability right were interpreted as broadly as the WP29 (currently EDPB) suggests, it would not be in line with what the GDPR drafters had in mind. It would also become broader in scope than Article 15's access right, while Jourová reiterated in her letter that "there was an understanding that the reach is limited compared to that of Article 15."

Regardless of its interpretation (broad or strict), the actual problem with data portability in its current form appears to be that it does not seem very useful or popular among data subjects, which we believe is evidenced by the lack of case law. Article 20 essentially provides for a limited data portability right. It entitles data subjects to get back any personal data they provided to a data controller. In this context, the complication lies in '"personal data," which refers to the requestors' personal data — where only they are entitled to exercise their own rights. 

We question whether data portability can play any serious role in enabling consumers to take out data from a service they use and upload it into another, as the European Commission intended. In many cases, the data they may have uploaded or provided may not consist entirely of their personal data; certainly not only personal data relating to the individual invoking the right (e.g., a photo album including pictures of others, an electronic folder full of various kinds of documents, etc.). Some of the content stored may not qualify as personal data at all.

In its first evaluation of the GDPR (June 2020), the European Commission noticed the limited appetite for data portability. As such, "unlocking the potential" of data portability was one of its priorities. The Commission also observed the difficulties regarding data portability that need to be addressed and stated that it would explore practical means to facilitate its increased use. 

We believe such increased use may be achieved by abolishing data portability in its current form, under the GDPR, and approaching it from a consumer protection perspective — similar to the Spanish content portability right. Perhaps this will be achieved with the European Commission's Data Act proposal, which emphasizes the importance of data portability in products and services to allow users (both consumers and businesses, apparently) to access and obtain any data generated through products and services they use. If enacted, it may potentially make the GDPR's data portability right irrelevant.

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As if international data transfers could have a tighter grip on the global privacy community, the topic continues to find a way. That's what attendees at the IAPP Data Protection Intensive: UK found out again Thursday as a keynote discussion on data flows and adequacy received an extra layer of interest with various reports surfacing about the EU and the U.S. potentially closing in on an EU-U.S. Privacy Shield replacement. IAPP Editorial Director Jedidiah Bracy, CIPP, recaps the keynote panel's takes on the Privacy Shield news and the current state of affairs with U.K. adequacy.
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The Guardian reports a lawsuit involving data broker X-Mode and one of its customers over location data gives a rare glimpse into the industry. X-Mode says it prohibits the resale of location data in unaggregated form, claiming NybSys violated those conditions. X-Mode said it is the second time a company resold unaggregated data without permission. Fight for the Future Director Evan Greer said a U.S. data privacy law is “desperately� needed “that outlaws this type of surveillance profiteering.�
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Privacy metrics go a long way toward demonstrating compliance, but it's becoming more evident that measurement can help improve overall performance and growth of a company's privacy program. The Future of Privacy Forum is shedding more light on this concept with the release of its "Privacy Metrics Report," which pooled perspectives from a range of chief privacy officers on the impacts measurement can have. FPF CEO Jules Polonetsky, CIPP/US, and Goodwin Procter Partner Omer Tene provide a view into the contents of the report.
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Chair of the Federal Reserve System Jerome Powell said ensuring user privacy is key to a potential central bank digital currency in the U.S., Bloomberg reports. During a virtual panel hosted by the Bank for International Settlements Innovation Summit, Powell said a digital currency system must also be able to verify an individual’s identity similar to the way U.S. bank accounts do in order to prevent money laundering.
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The Washington Post reports some technology companies share employees’ payroll information with Equifax’s The Work Number service, sometimes unbeknownst to employees. Google employees raised concerns over sensitive data being maintained in a central database held by Equifax, which in 2017 experienced a significant data breach, and a lack of information over how their data is shared. Electronic Frontier Foundation Privacy Analyst Hayley Tsukayama said it’s “disturbing� that “employees don’t get to have any say in whether their company is sharing that information.�
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